MR. JUSTICE WHITE delivered the opinion of the Court.
MR. JUSTICE POWELL, with whom THE CHIEF JUSTICE, MR. JUSTICE BLACKMUN, and MR. JUSTICE REHNQUIST join, dissenting.
Appellee Ohio public high school students, who had been suspended from school for misconduct for up to 10 days without a hearing, brought a class action against appellant school officials seeking a declaration that the Ohio statute permitting such suspensions was unconstitutional and an order enjoining the officials to remove the references to the suspensions from the students' records. A three-judge District Court declared that appellees were denied due process of law in violation of the Fourteenth Amendment because they were "suspended without hearing prior to suspension or within a reasonable time thereafter," and that the statute and implementing regulations were unconstitutional, and granted the requested injunction. Held:
1. Students facing temporary suspension from a public school have property and liberty interests that qualify for protection under the Due Process Clause of the Fourteenth Amendment. Pp. 572-576.
(a) Having chosen to extend the right to an education to people of appellees' class generally, Ohio may not withdraw that right on grounds of misconduct, absent fundamentally fair procedures to determine whether the misconduct has occurred, and must recognize a student's legitimate entitlement to a public education as a property interest that is protected by the Due Process Clause, and that may not be taken away for misconduct without observing minimum procedures required by that Clause. Pp. 573-574.
(b) Since misconduct charges if sustained and recorded could seriously damage the students' reputation as well as interfere with later educational and employment opportunities, the State's claimed right to determine unilaterally and without process whether that misconduct has occurred immediately collides with the Due Process Clause's prohibition against arbitrary deprivation of liberty. Pp. 574-575.
(c) A 10-day suspension from school is not de minimis and may not be imposed in complete disregard of the Due Process Clause. Neither the property interest in educational benefits temporarily denied nor the liberty interest in reputation is so insubstantial that suspensions may constitutionally be imposed by any procedure the school chooses, no matter how arbitrary. Pp. 575-576.
2. Due process requires, in connection with a suspension of 10 days or less, that the student be given oral or written notice of the charges against him and, if he denies them, an explanation of the evidence the authorities have and an opportunity to present his version. Generally, notice and hearing should precede the student's removal from school, since the hearing may almost immediately follow the misconduct, but if prior notice and hearing are not feasible, as where the student's presence endangers persons or property or threatens disruption of the academic process, thus justifying immediate removal from school, the necessary notice and hearing should follow as soon as practicable. Pp. 577-584.
MR. JUSTICE WHITE delivered the opinion of the Court.
This appeal by various administrators of the Columbus, Ohio, Public
School System (CPSS) challenges the judgment of a three-judge
federal court, declaring that appellees -- various high school
students in the CPSS -- were denied due process of law contrary
to the command of the Fourteenth Amendment in that they were temporarily
suspended from their high schools without a hearing either prior
to suspension or within a reasonable time thereafter, and enjoining
the administrators to remove all references to such suspensions
from the students' records.
I
Ohio law, Rev. Code Ann. § 3313.64 (1972), provides for free
education to all children between the ages of six and 21. Section
3313.66 of the Code empowers the principal of an Ohio public school
to suspend a pupil for misconduct for up to 10 days or to expel
him. In either case, he must notify the student's parents within
24 hours and state the reasons for his action. A pupil who is
expelled, or his parents, may appeal the decision to the Board
of Education and in connection therewith shall be permitted to
be heard at the board meeting. The Board may reinstate the pupil
following the hearing. No similar procedure is provided in §
3313.66 or any other provision of state law for a suspended student.
Aside from a regulation tracking the statute, at the time of the
imposition of the suspensions in this case the CPSS itself had
not issued any written procedure applicable to suspensions. 1
Nor, so far as the record reflects, had any of the individual
high schools involved in this case. 2
Each, however, had formally or informally described the conduct
for which suspension could be imposed.
The nine named appellees, each of whom alleged that he or she
had been suspended from public high school in Columbus for up
to 10 days without a hearing pursuant to § 3313.66, filed
an action under 42 U. S. C. § 1983 against the Columbus Board
of Education and various administrators of the CPSS. The complaint
sought a declaration that § 3313.66 was unconstitutional
in that it permitted public school administrators to deprive plaintiffs
of their rights to an education without a hearing of any kind,
in violation of the procedural due process component of the Fourteenth
Amendment. It also sought to enjoin the public school officials
from issuing future suspensions pursuant to § 3313.66 and
to require them to remove references to the past suspensions from
the records of the students in question. 3
The proof below established that the suspensions arose out of
a period of widespread student unrest in the CPSS during February
and March 1971. Six of the named plaintiffs, Rudolph Sutton, Tyrone
Washington, Susan Cooper, Deborah Fox, Clarence Byars, and Bruce
Harris, were students at the Marion-Franklin High School and were
each suspended for 10 days 4
on account of disruptive or disobedient conduct committed in the
presence of the school administrator who ordered the suspension.
One of these, Tyrone Washington, was among a group of students
demonstrating in the school auditorium while a class was being
conducted there. He was ordered by the school principal to leave,
refused to do so, and was suspended. Rudolph Sutton, in the presence
of the principal, physically attacked a police officer who was
attempting to remove Tyrone Washington from the auditorium. He
was immediately suspended. The other four Marion-Franklin students
were suspended for similar conduct. None was given a hearing to
determine the operative facts underlying the suspension, but each,
together with his or her parents, was offered the opportunity
to attend a conference, subsequent to the effective date of the
suspension, to discuss the student's future.
Two named plaintiffs, Dwight Lopez and Betty Crome, were students
at the Central High School and McGuffey Junior High School, respectively.
The former was suspended in connection with a disturbance in the
lunchroom which involved some physical damage to school property.
5 Lopez testified that at least
75 other students were suspended from his school on the same day.
He also testified below that he was not a party to the destructive
conduct but was instead an innocent bystander. Because no one
from the school testified with regard to this incident, there
is no evidence in the record indicating the official basis for
concluding otherwise. Lopez never had a hearing.
Betty Crome was present at a demonstration at a high school other
than the one she was attending. There she was arrested together
with others, taken to the police station, and released without
being formally charged. Before she went to school on the following
day, she was notified that she had been suspended for a 10-day
period. Because no one from the school testified with respect
to this incident, the record does not disclose how the McGuffey
Junior High School principal went about making the decision to
suspend Crome, nor does it disclose on what information the decision
was based. It is clear from the record that no hearing was ever
held.
There was no testimony with respect to the suspension of the ninth
named plaintiff, Carl Smith. The school files were also silent
as to his suspension, although as to some, but not all, of the
other named plaintiffs the files contained either direct references
to their suspensions or copies of letters sent to their parents
advising them of the suspension.
On the basis of this evidence, the three-judge court declared
that plaintiffs were denied due process of law because they were
"suspended without hearing prior to suspension or within
a reasonable time thereafter," and that Ohio Rev. Code Ann.
§ 3313.66 (1972) and regulations issued pursuant thereto
were unconstitutional in permitting such suspensions. 6
It was ordered that all references to plaintiffs' suspensions
be removed from school files.
Although not imposing upon the Ohio school administrators any
particular disciplinary procedures and leaving them "free
to adopt regulations providing for fair suspension procedures
which are consonant with the educational goals of their schools
and reflective of the characteristics of their school and locality,"
the District Court declared that there were "minimum requirements
of notice and a hearing prior to suspension, except in emergency
situations." In explication, the court stated that relevant
case authority would: (1) permit "[immediate] removal of
a student whose conduct disrupts the academic atmosphere of the
school, endangers fellow students, teachers or school officials,
or damages property"; (2) require notice of suspension proceedings
to be sent to the student's parents within 24 hours of the decision
to conduct them; and (3) require a hearing to be held, with the
student present, within 72 hours of his removal. Finally, the
court stated that, with respect to the nature of the hearing,
the relevant cases required that statements in support of the
charge be produced, that the student and others be permitted to
make statements in defense or mitigation, and that the school
need not permit attendance by counsel.
The defendant school administrators have appealed the three-judge
court's decision. Because the order below granted plaintiffs'
request for an injunction -- ordering defendants to expunge their
records -- this Court has jurisdiction of the appeal pursuant
to 28 U. S. C. § 1253. We affirm.
II
At the outset, appellants contend that because there is no constitutional
right to an education at public expense, the Due Process Clause
does not protect against expulsions from the public school system.
This position misconceives the nature of the issue and is refuted
by prior decisions. The Fourteenth Amendment forbids the State
to deprive any person of life, liberty, or property without due
process of law. Protected interests in property are normally "not
created by the Constitution. Rather, they are created and their
dimensions are defined" by an independent source such as
state statutes or rules entitling the citizen to certain benefits.
Board of Regents v. Roth, 408 U.S. 564, 577 (1972).
Accordingly, a state employee who under state law, or rules promulgated
by state officials, has a legitimate claim of entitlement to continued
employment absent sufficient cause for discharge may demand the
procedural protections of due process. Connell v. Higginbotham,
403 U.S. 207 (1971); Wieman v. Updegraff, 344 U.S. 183, 191-192
(1952); Arnett v. Kennedy, 416 U.S. 134, 164 (POWELL, J., concurring),
171 (WHITE, J., concurring and dissenting) (1974). So many welfare
recipients who have statutory rights to welfare as long as they
maintain the specified qualifications. Goldberg v. Kelly, 397
U.S. 254 (1970). Morrissey v. Brewer, 408 U.S. 471 (1972), applied
the limitations of the Due Process Clause to governmental decisions
to revoke parole, although a parolee has no constitutional right
to that status. In like vein was Wolff v. McDonnell, 418 U.S.
539 (1974), where the procedural protections of the Due Process
Clause were triggered by official cancellation of a prisoner's
good-time credits accumulated under state law, although those
benefits were not mandated by the Constitution.
Here, on the basis of state law, appellees plainly had legitimate
claims of entitlement to a public education. Ohio Rev. Code Ann.
§§ 3313.48 and 3313.64 (1972 and Supp. 1973) direct
local authorities to provide a free education to all residents
between five and 21 years of age, and a compulsory-attendance
law requires attendance for a school year of not less than 32
weeks.
Ohio Rev. Code Ann. § 3321.04 (1972). It is true that §
3313.66 of the Code permits school principals to suspend students
for up to 10 days; but suspensions may not be imposed without
any grounds whatsoever. All of the schools had their own rules
specifying the grounds for expulsion or suspension. Having chosen
to extend the right to an education to people of appellees' class
generally, Ohio may not withdraw that right on grounds of misconduct,
absent fundamentally fair procedures to determine whether the
misconduct has occurred. Arnett v. Kennedy, supra, at 164 (POWELL,
J., concurring), 171 (WHITE, J., concurring and dissenting), 206
(MARSHALL, J., dissenting).
Although Ohio may not be constitutionally obligated to establish
and maintain a public school system, it has nevertheless done
so and has required its children to attend. Those young people
do not "shed their constitutional rights" at the schoolhouse
door. Tinker v. Des Moines School Dist., 393 U.S. 503, 506 (1969).
"The Fourteenth Amendment, as now applied to the States,
protects the citizen against the State itself and all of its creatures
-- Boards of Education not excepted." West Virginia Board
of Education v. Barnette, 319 U.S. 624, 637 (1943). The authority
possessed by the State to prescribe and enforce standards of conduct
in its schools although concededly very broad, must be exercised
consistently with constitutional safeguards. Among other things,
the State is constrained to recognize a student's legitimate entitlement
to a public education as a property interest which is protected
by the Due Process Clause and which may not be taken away for
misconduct without adherence to the minimum procedures required
by that Clause.
The Due Process Clause also forbids arbitrary deprivations of
liberty. "Where a person's good name, reputation, honor,
or integrity is at stake because of what the government is doing
to him," the minimal requirements of the Clause must be satisfied.
Wisconsin v. Constantineau, 400 U.S. 433, 437 (1971); Board of
Regents v. Roth, supra, at 573. School authorities here suspended
appellees from school for periods of up to 10 days based on charges
of misconduct. If sustained and recorded, those charges could
seriously damage the students' standing with their fellow pupils
and their teachers as well as interfere with later opportunities
for higher education and employment. 7
It is apparent that the claimed right of the State to determine
unilaterally and without process whether that misconduct has occurred
immediately collides with the requirements of the Constitution.
Appellants proceed to argue that even if there is a right to a
public education protected by the Due Process Clause generally,
the Clause comes into play only when the State subjects a student
to a "severe detriment or grievous loss." The loss of
10 days, it is said, is neither severe nor grievous and the Due
Process Clause is therefore of no relevance. Appellants' argument
is again refuted by our prior decisions; for in determining "whether
due process requirements apply in the first place, we must look
not to the 'weight' but to the nature of the interest at stake."
Board of Regents v. Roth, supra, at 570-571. Appellees were excluded
from school only temporarily, it is true, but the length and consequent
severity of a deprivation, while another factor to weigh in determining
the appropriate form of hearing, "is not decisive of the
basic right" to a hearing of some kind. Fuentes v. Shevin,
407 U.S. 67, 86 (1972). The Court's view has been that as long
as a property deprivation is not de minimis, its gravity is irrelevant
to the question whether account must be taken of the Due Process
Clause. Sniadach v. Family Finance Corp., 395 U.S. 337, 342 (1969)
(Harlan, J., concurring); Boddie v. Connecticut, 401 U.S. 371,
378-379 (1971); Board of Regents v. Roth, supra, at 570 n. 8.
A 10-day suspension from school is not de minimis in our view
and may not be imposed in complete disregard of the Due Process
Clause.
A short suspension is, of course, a far milder deprivation than
expulsion. But, "education is perhaps the most important
function of state and local governments," Brown v. Board
of Education, 347 U.S. 483, 493 (1954), and the total exclusion
from the educational process for more than a trivial period, and
certainly if the suspension is for 10 days, is a serious event
in the life of the suspended child. Neither the property interest
in educational benefits temporarily denied nor the liberty interest
in reputation, which is also implicated, is so insubstantial that
suspensions may constitutionally be imposed by any procedure the
school chooses, no matter how arbitrary. 8
III
"Once it is determined that due process applies, the question
remains what process is due." Morrissey v. Brewer, 408 U.S.,
at 481. We turn to that question, fully realizing as our cases
regularly do that the interpretation and application of the Due
Process Clause are intensely practical matters and that "[the]
very nature of due process negates any concept of inflexible procedures
universally applicable to every imaginable situation." Cafeteria
Workers v. McElroy, 367 U.S. 886, 895 (1961). We are also mindful
of our own admonition:
"Judicial interposition in the operation of the public school system of the Nation raises problems requiring care and restraint. . . . By and large, public education in our Nation is committed to the control of state and local authorities." Epperson v. Arkansas, 393 U.S. 97, 104 (1968).
There are certain bench marks to guide us, however. Mullane v.
Central Hanover Trust Co., 339 U.S. 306 (1950), a case often invoked
by later opinions, said that "[many] controversies have raged
about the cryptic and abstract words of the Due Process Clause
but there can be no doubt that at a minimum they require that
deprivation of life, liberty or property by adjudication be preceded
by notice and opportunity for hearing appropriate to the nature
of the case." Id., at 313. "The fundamental requisite
of due process of law is the opportunity to be heard," Grannis
v. Ordean, 234 U.S. 385, 394 (1914), a right that "has little
reality or worth unless one is informed that the matter is pending
and can choose for himself whether to . . . contest." Mullane
v. Central Hanover Trust Co., supra, at 314. See also Armstrong
v. Manzo, 380 U.S. 545, 550 (1965); Anti-Fascist Committee v.
McGrath, 341 U.S. 123, 168-169 (1951) (Frankfurter, J., concurring).
At the very minimum, therefore, students facing suspension and
the consequent interference with a protected property interest
must be given some kind of notice and afforded some kind of hearing.
"Parties whose rights are to be affected are entitled to
be heard; and in order that they may enjoy that right they must
first be notified." Baldwin v. Hale, 1 Wall. 223, 233 (1864).
It also appears from our cases that the timing and content of
the notice and the nature of the hearing will depend on appropriate
accommodation of the competing interests involved. Cafeteria Workers
v. McElroy, supra, at 895; Morrissey v. Brewer, supra, at 481.
The student's interest is to avoid unfair or mistaken exclusion
from the educational process, with all of its unfortunate consequences.
The Due Process Clause will not shield him from suspensions properly
imposed, but it disserves both his interest and the interest of
the State if his suspension is in fact unwarranted. The concern
would be mostly academic if the disciplinary process were a totally
accurate, unerring process, never mistaken and never unfair. Unfortunately,
that is not the case, and no one suggests that it is. Disciplinarians,
although proceeding in utmost good faith, frequently act on the
reports and advice of others; and the controlling facts and the
nature of the conduct under challenge are often disputed. The
risk of error is not at all trivial, and it should be guarded
against if that may be done without prohibitive cost or interference
with the educational process.
The difficulty is that our schools are vast and complex. Some
modicum of discipline and order is essential if the educational
function is to be performed. Events calling for discipline are
frequent occurrences and sometimes require immediate, effective
action. Suspension is considered not only to be a necessary tool
to maintain order but a valuable educational device. The prospect
of imposing elaborate hearing requirements in every suspension
case is viewed with great concern, and many school authorities
may well prefer the untrammeled power to act unilaterally, unhampered
by rules about notice and hearing. But it would be a strange disciplinary
system in an educational institution if no communication was sought
by the disciplinarian with the student in an effort to inform
him of his dereliction and to let him tell his side of the story
in order to make sure that an injustice is not done. "[Fairness]
can rarely be obtained by secret, one-sided determination of facts
decisive of rights. . . ." "Secrecy is not congenial
to truth-seeking and self-righteousness gives too slender an assurance
of rightness. No better instrument has been devised for arriving
at truth than to give a person in jeopardy of serious loss notice
of the case against him and opportunity to meet it." Anti-Fascist
Committee v. McGrath, supra, at 170, 171-172 (Frankfurter, J.,
concurring). 9
We do not believe that school authoritiesmust be totally free
from notice and hearing requirements if their schools are to operate
with acceptable efficiency. Students facing temporary suspension
have interests qualifying for protection of the Due Process Clause,
and due process requires, in connection with a suspension of 10
days or less, that the student be given oral or written notice
of the charges against him and, if he denies them, an explanation
of the evidence the authorities have and an opportunity to present
his side of the story. The Clause requires at least these rudimentary
precautions against unfair or mistaken findings of misconduct
and arbitrary exclusion from school. 10
There need be no delay between the time "notice" is
given and the time of the hearing. In the great majority of cases
the disciplinarian may informally discuss the alleged misconduct
with the student minutes after it has occurred. We hold only that,
in being given an opportunity to explain his version of the facts
at this discussion, the student first be told what he is accused
of doing and what the basis of the accusation is. Lower courts
which have addressed the question of the nature of the procedures
required in short suspension cases have reached the same conclusion.
Tate v. Board of Education, 453 F.2d 975, 979 (CA8 1972); Vail
v. Board of Education, 354 F.Supp. 592, 603 (NH 1973). Since the
hearing may occur almost immediately following the misconduct,
it follows that as a general rule notice and hearing should precede
removal of the student from school. We agree with the District
Court, however, that there are recurring situations in which prior
notice and hearing cannot be insisted upon. Students whose presence
poses a continuing danger to persons or property or an ongoing
threat of disrupting the academic process may be immediately removed
from school. In such cases, the necessary notice and rudimentary
hearing should follow as soon as practicable, as the District
Court indicated.
In holding as we do, we do not believe that we have imposed procedures
on school disciplinarians which are inappropriate in a classroom
setting. Instead we have imposed requirements which are, if anything,
less than a fair-minded school principal would impose upon himself
in order to avoid unfair suspensions. Indeed, according to the
testimony of the principal of Marion-Franklin High School, that
school had an informal procedure, remarkably similar to that which
we now require, applicable to suspensions generally but which
was not followed in this case. Similarly, according to the most
recent memorandum applicable to the entire CPSS, see n. 1, supra,
school principals in the CPSS are now required by local rule to
provide at least as much as the constitutional minimum which we
have described.
We stop short of construing the Due Process Clause to require,
countrywide, that hearings in connection with short suspensions
must afford the student the opportunity to secure counsel, to
confront and cross-examine witnesses supporting the charge, or
to call his own witnesses to verify his version of the incident.
Brief disciplinary suspensions are almost countless. To impose
in each such case even truncated trial-type procedures might well
overwhelm administrative facilities in many places and, by diverting
resources, cost more than it would save in educational effectiveness.
Moreover, further formalizing the suspension process and escalating
its formality and adversary nature may not only make it too costly
as a regular disciplinary tool but also destroy its effectiveness
as part of the teaching process.
On the other hand, requiring effective notice and informal hearing
permitting the student to give his version of the events will
provide a meaningful hedge against erroneous action. At least
the disciplinarian will be alerted to the existence of disputes
about facts and arguments about cause and effect. He may then
determine himself to summon the accuser, permit cross-examination,
and allow the student to present his own witnesses. In more difficult
cases, he may permit counsel. In any event, his discretion will
be more informed and we think the risk of error substantially
reduced.
Requiring that there be at least an informal give-and-take between
student and disciplinarian, preferably prior to the suspension,
will add little to the factfinding function where the disciplinarian
himself has witnessed the conduct forming the basis for the charge.
But things are not always as they seem to be, and the student
will at least have the opportunity to characterize his conduct
and put it in what he deems the proper context.
We should also make it clear that we have addressed ourselves
solely to the short suspension, not exceeding 10 days. Longer
suspensions or expulsions for the remainder of the school term,
or permanently, may require more formal procedures. Nor do we
put aside the possibility that in unusual situations, although
involving only a short suspension, something more than the rudimentary
procedures will be required.
IV
The District Court found each of the suspensions involved here
to have occurred without a hearing, either before or after the
suspension, and that each suspension was therefore invalid and
the statute unconstitutional insofar as it permits such suspensions
without notice or hearing. Accordingly, the judgment is
Affirmed.
---- Begin EndNotes ----
1 At the time of the events
involved in this case, the only administrative regulation on this
subject was § 1010.04 of the Administrative Guide of the
Columbus Public Schools which provided: "Pupils may be suspended
or expelled from school in accordance with the provisions of Section
3313.66 of the Revised Code." Subsequent to the events involved
in this lawsuit, the Department of Pupil Personnel of the CPSS
issued three memoranda relating to suspension procedures, dated
August 16, 1971, February 21, 1973, and July 10, 1973, respectively.
The first two are substantially similar to each other and require
no factfinding hearing at any time in connection with a suspension.
The third, which was apparently in effect when this case was argued,
places upon the principal the obligation to "investigate"
"before commencing suspension procedures"; and provides
as part of the procedures that the principal shall discuss the
case with the pupil, so that the pupil may "be heard with
respect to the alleged offense," unless the pupil is "unavailable"
for such a discussion or "unwilling" to participate
in it. The suspensions involved in this case occurred, and records
thereof were made, prior to the effective date of these memoranda.
The District Court's judgment, including its expunction order,
turns on the propriety of the procedures existing at the time
the suspensions were ordered and by which they were imposed.
2 According to the testimony
of Phillip Fulton, the principal of one of the high schools involved
in this case, there was an informal procedure applicable at the
Marion-Franklin High School. It provided that in the routine case
of misconduct, occurring in the presence of a teacher, the teacher
would describe the misconduct on a form provided for that purpose
and would send the student, with the form, to the principal's
office. There, the principal would obtain the student's version
of the story, and, if it conflicted with the teacher's written
version, would send for the teacher to obtain the teacher's oral
version -- apparently in the presence of the student. Mr. Fulton
testified that, if a discrepancy still existed, the teacher's
version would be believed and the principal would arrive at a
disciplinary decision based on it.
3 The plaintiffs sought to
bring the action on behalf of all students of the Columbus Public
Schools suspended on or after February 1971, and a class action
was declared accordingly. Since the complaint sought to restrain
the "enforcement" and "operation" of a state
statute "by restraining the action of any officer of such
state in the enforcement or execution of such statute," a
three-judge court was requested pursuant to 28 U. S. C. §
2281 and convened. The students also alleged that the conduct
for which they could be suspended was not adequately defined by
Ohio law. This vagueness and overbreadth argument was rejected
by the court below and the students have not appealed from this
part of the court's decision.
4 Fox was given two separate
10-day suspensions for misconduct occurring on two separate occasions
-- the second following immediately upon her return to school.
In addition to his suspension, Sutton was transferred to another
school.
5 Lopez was actually absent
from school, following his suspension, for over 20 days. This
seems to have occurred because of a misunderstanding as to the
length of the suspension. A letter sent to Lopez after he had
been out for over 10 days purports to assume that, being over
compulsory school age, he was voluntarily staying away. Upon asserting
that this was not the case, Lopez was transferred to another school.
6 In its judgment, the court
stated that the statute is unconstitutional in that it provides
"for suspension . . . without first affording the student
due process of law." (Emphasis supplied.) However, the language
of the judgment must be read in light of the language in the opinion
which expressly contemplates that under some circumstances students
may properly be removed from school before a hearing is held,
so long as the hearing follows promptly.
7 Appellees assert in their
brief that four of 12 randomly selected Ohio colleges specifically
inquire of the high school of every applicant for admission whether
the applicant has ever been suspended. Brief for Appellees 34-35
and n. 40. Appellees also contend that many employers request
similar information. Ibid.
Congress has recently enacted legislation limiting access to information
contained in the files of a school receiving federal funds. Section
513 of the Education Amendments of 1974, Pub. L. 93-380, 88 Stat.
571, 20 U. S. C. § 1232g (1970 ed., Supp. IV), adding §
438 to the General Education Provisions Act. That section would
preclude release of "verified reports of serious or recurrent
behavior patterns" to employers without written consent of
the student's parents. While subsection (b)(1)(B) permits release
of such information to "other schools . . . in which the
student intends to enroll," it does so only upon condition
that the parent be advised of the release of the information and
be given an opportunity at a hearing to challenge the content
of the information to insure against inclusion of inaccurate or
misleading information. The statute does not expressly state whether
the parent can contest the underlying basis for a suspension,
the fact of which is contained in the student's school record.
8 Since the landmark decision
of the Court of Appeals for the Fifth Circuit in Dixon v. Alabama
State Board of Education, 294 F.2d 150, cert. denied, 368 U.S.
930 (1961), the lower federal courts have uniformly held the Due
Process Clause applicable to decisions made by tax-supported educational
institutions to remove a student from the institution long enough
for the removal to be classified as an expulsion. Hagopian v.
Knowlton, 470 F.2d 201, 211 (CA2 1972); Wasson v. Trowbridge,
382 F.2d 807, 812 (CA2 1967); Esteban v. Central Missouri State
College, 415 F.2d 1077, 1089 (CA8 1969), cert. denied, 398 U.S.
965 (1970); Vought v. Van Buren Public Schools, 306 F.Supp. 1388
(ED Mich. 1969); Whitfield v. Simpson, 312 F.Supp. 889 (ED Ill.
1970); Fielder v. Board of Education of School District of Winnebago,
Neb., 346 F.Supp. 722, 729 (Neb. 1972); DeJesus v. Penberthy,
344 F.Supp. 70, 74 (Conn. 1972); Soglin v. Kauffman, 295 F.Supp.
978, 994 (WD Wis. 1968), aff'd, 418 F.2d 163 (CA7 1969); Stricklin
v. Regents of University of Wisconsin, 297 F.Supp. 416, 420 (WD
Wis. 1969), appeal dismissed, 420 F.2d 1257 (CA7 1970); Buck v.
Carter, 308 F.Supp. 1246 (WD Wis. 1970); General Order on Judicial
Standards of Procedure and Substance in Review of Student Discipline
in Tax Supported Institutions of Higher Education, 45 F.R.D. 133,
147-148 (WD Mo. 1968) (en banc). The lower courts have been less
uniform, however, on the question whether removal from school
for some shorter period may ever be so trivial a deprivation as
to require no process, and, if so, how short the removal must
be to qualify. Courts of Appeals have held or assumed the Due
Process Clause applicable to long suspensions, Pervis v. LaMarque
Ind. School Dist., 466 F.2d 1054 (CA5 1972); to indefinite suspensions,
Sullivan v. Houston Ind. School Dist., 475 F.2d 1071 (CA5), cert.
denied, 414 U.S. 1032 (1973); to the addition of a 30-day suspension
to a 10-day suspension, Williams v. Dade County School Board,
441 F.2d 299 (CA5 1971); to a 10-day suspension, Black Students
of North Fort Myers Jr.-Sr. High School v. Williams, 470 F.2d
957 (CA5 1972); to "mild" suspensions, Farrell v. Joel,
437 F.2d 160 (CA2 1971), and Tate v. Board of Education, 453 F.2d
975 (CA8 1972); and to a three-day suspension, Shanley v. Northeast
Ind. School Dist., Bexar County, Texas, 462 F.2d 960, 967 n. 4
(CA5 1972); but inapplicable to a seven-day suspension, Linwood
v. Board of Ed. of City of Peoria, 463 F.2d 763 (CA7), cert. denied,
409 U.S. 1027 (1972); to a three-day suspension, Dunn v. Tyler
Ind. School Dist., 460 F.2d 137 (CA5 1972); to a suspension for
not "more than a few days," Murray v. West Baton Rouge
Parish School Board, 472 F.2d 438 (CA5 1973); and to all suspensions
no matter how short, Black Coalition v. Portland School District
No. 1, 484 F.2d 1040 (CA9 1973). The Federal District Courts have
held the Due Process Clause applicable to an interim suspension
pending expulsion proceedings in Stricklin v. Regents of University
of Wisconsin, supra, and Buck v. Carter, supra; to a 10-day suspension,
Banks v. Board of Public Instruction of Dade County, 314 F.Supp.
285 (SD Fla. 1970), vacated, 401 U.S. 988 (1971) (for entry of
a fresh decree so that a timely appeal might be taken to the Court
of Appeals), aff'd, 450 F.2d 1103 (CA5 1971); to suspensions of
under five days, Vail v. Board of Education of Portsmouth School
Dist., 354 F.Supp. 592 (NH 1973); and to all suspensions, Mills
v. Board of Education of the Dist. of Columbia, 348 F.Supp. 866
(DC 1972), and Givens v. Poe, 346 F.Supp. 202 (WDNC 1972); but
inapplicable to suspensions of 25 days, Hernandez v. School District
Number One, Denver, Colorado, 315 F.Supp. 289 (Colo. 1970); to
suspensions of 10 days, Baker v. Downey City Board of Education,
307 F.Supp. 517 (CD Cal. 1969); and to suspensions of eight days,
Hatter v. Los Angeles City High School District, 310 F.Supp. 1309
(CD Cal. 1970), rev'd on other grounds, 452 F.2d 673 (CA9 1971).
In the cases holding no process necessary in connection with short
suspensions, it is not always clear whether the court viewed the
Due Process Clause as inapplicable, or simply felt that the process
received was "due" even in the absence of some kind
of hearing procedure.
9 The facts involved in this
case illustrate the point. Betty Crome was suspended for conduct
which did not occur on school grounds, and for which mass arrests
were made -- hardly guaranteeing careful individualized factfinding
by the police or by the school principal. She claims to have been
involved in no misconduct. However, she was suspended for 10 days
without ever being told what she was accused of doing or being
given an opportunity to explain her presence among those arrested.
Similarly, Dwight Lopez was suspended, along with many others,
in connection with a disturbance in the lunchroom. Lopez says
he was not one of those in the lunchroom who was involved. However,
he was never told the basis for the principal's belief that he
was involved, nor was he ever given an opportunity to explain
his presence in the lunchroom. The school principals who suspended
Crome and Lopez may have been correct on the merits, but it is
inconsistent with the Due Process Clause to have made the decision
that misconduct had occurred without at some meaningful time giving
Crome or Lopez an opportunity to persuade the principals otherwise.
We recognize that both suspensions were imposed during a time
of great difficulty for the school administrations involved. At
least in Lopez' case there may have been an immediate need to
send home everyone in the lunchroom in order to preserve school
order and property; and the administrative burden of providing
75 "hearings" of any kind is considerable. However,
neither factor justifies a disciplinary suspension without at
any time gathering facts relating to Lopez specifically, confronting
him with them, and giving him an opportunity to explain.
10 Appellants point to the
fact that some process is provided under Ohio law by way of judicial
review. Ohio Rev. Code Ann. § 2506.01 (Supp. 1973). Appellants
do not cite any case in which this general administrative review
statute has been used to appeal from a disciplinary decision by
a school official. If it be assumed that it could be so used,
it is for two reasons insufficient to save inadequate procedures
at the school level. First, although new proof may be offered
in a § 2501.06 proceeding, Shaker Coventry Corp. v. Shaker
Heights Planning Comm'n, 18 Ohio Op. 2d 272, 176 N. E. 2d 332
(1961), the proceeding is not de novo. In re Locke, 33 Ohio App.
2d 177, 294 N. E. 2d 230 (1972). Thus the decision by the school
-- even if made upon inadequate procedures -- is entitled to weight
in the court proceeding. Second, without a demonstration to the
contrary, we must assume that delay will attend any § 2501.06
proceeding, that the suspension will not be stayed pending hearing,
and that the student meanwhile will irreparably lose his educational
benefits.
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