JUSTICE BRENNAN announced the judgment of the Court and delivered an opinion, in which JUSTICE MARSHALL and JUSTICE STEVENS joined, and in which JUSTICE BLACKMUN joined except for Part II-A-(1).
JUSTICE BLACKMUN, concurring in part and concurring in the judgment.
JUSTICE WHITE, concurring in the judgment.
CHIEF JUSTICE BURGER, with whom JUSTICE POWELL, JUSTICE REHNQUIST, and JUSTICE O'CONNOR join, dissenting.
JUSTICE POWELL, dissenting.
JUSTICE REHNQUIST, with whom THE
CHIEF JUSTICE and JUSTICE POWELL join, dissenting.
Petitioner Board of Education, rejecting recommendations of a committee of parents and school staff that it had appointed, ordered that certain books, which the Board characterized as "anti-American, anti-Christian, anti-[Semitic], and just plain filthy," be removed from high school and junior high school libraries. Respondent students then brought this action for declaratory and injunctive relief under 42 U. S. C. § 1983 against the Board and petitioner Board members, alleging that the Board's actions had denied respondents their rights under the First Amendment. The District Court granted summary judgment in petitioners' favor. The Court of Appeals reversed and remanded for a trial on the merits of respondents' allegations.
Held: The judgment is affirmed.
JUSTICE BRENNAN, joined by JUSTICE MARSHALL and JUSTICE STEVENS, concluded:
1. The First Amendment imposes limitations upon a local school board's exercise of its discretion to remove books from high school and junior high school libraries. Pp. 863-872.
(a) Local school boards have broad discretion in the management of school affairs, but such discretion must be exercised in a manner that comports with the transcendent imperatives of the First Amendment. Students do not "shed their constitutional rights to freedom of speech or expression at the schoolhouse gate," Tinker v. Des Moines School Dist., 393 U.S. 503, 506, and such rights may be directly and sharply implicated by the removal of books from the shelves of a school library. While students' First Amendment rights must be construed "in light of the special characteristics of the school environment," ibid., the special characteristics of the school library make that environment especially appropriate for the recognition of such rights. Pp. 863-869.
(b) While petitioners might rightfully claim absolute discretion in matters of curriculum by reliance upon their duty to inculcate community values in schools, petitioners' reliance upon that duty is misplaced where they attempt to extend their claim of absolute discretion beyond the compulsory environment of the classroom into the school library and the regime of voluntary inquiry that there holds sway. P. 869.
(c) Petitioners possess significant discretion to determine the content of their school libraries, but that discretion may not be exercised in a narrowly partisan or political manner. Whether petitioners' removal of books from the libraries denied respondents their First Amendment rights depends upon the motivation behind petitioners' actions. Local school boards may not remove books from school libraries simply because they dislike the ideas contained in those books and seek by their removal to "prescribe what shall be orthodox in politics, nationalism, religion, or other matters of opinion." West Virginia Board of Education v. Barnette, 319 U.S. 624, 642. If such an intention was the decisive factor in petitioners' decision, then petitioners have exercised their discretion in violation of the Constitution. Pp. 869-872.
2. The evidentiary materials before the District Court must be construed favorably to respondents, given the procedural posture of this case. When so construed, those evidentiary materials raise a genuine issue of material fact as to whether petitioners exceeded constitutional limitations in exercising their discretion to remove the books at issue from their school libraries. Respondents' allegations, and some of the evidentiary materials before the District Court, also fail to exclude the possibility that petitioners' removal procedures were highly irregular and ad hoc -- the antithesis of those procedures that might tend to allay suspicions regarding petitioners' motivation. Pp. 872-875.
JUSTICE BLACKMUN concluded that a proper balance between the limited constitutional restriction imposed on school officials by the First Amendment and the broad state authority to regulate education, would be struck by holding that school officials may not remove books from school libraries for the purpose of restricting access to the political ideas or social perspectives discussed in the books, when that action is motivated simply by the officials' disapproval of the ideas involved. Pp. 879-882.
JUSTICE WHITE, while agreeing that there should be a trial to resolve the factual issues, concluded that there is no necessity at this point for discussing the extent to which the First Amendment limits the school board's discretion to remove books from the school libraries. Pp. 883-884.
JUSTICE BRENNAN announced the judgment of the Court
and delivered an opinion, in which JUSTICE MARSHALL and JUSTICE
STEVENS joined, and in which JUSTICE BLACKMUN joined except for
Part II-A-(1).
The principal question presented is whether the First Amendment
1 imposes limitations upon
the exercise by a local school board of its discretion to remove
library books from high school and junior high school libraries.
I
Petitioners are the Board of Education of the Island Trees Union
Free School District No. 26, in New York, and Richard Ahrens,
Frank Martin, Christina Fasulo, Patrick Hughes, Richard Melchers,
Richard Michaels, and Louis Nessim. When this suit was brought,
Ahrens was the President of the Board, Martin was the Vice President,
and the remaining petitioners were Board members. The Board is
a state agency charged with responsibility for the operation and
administration of the public schools within the Island Trees School
District, including the Island Trees High School and Island Trees
Memorial Junior High School. Respondents are Steven Pico, Jacqueline
Gold, Glenn Yarris, Russell Rieger, and Paul Sochinski. When this
suit was brought, Pico, Gold, Yarris, and Rieger were students
at the High School, and Sochinski was a student at the Junior
High School.
In September 1975, petitioners Ahrens, Martin, and Hughes attended
a conference sponsored by Parents of New York United (PONYU),
a politically conservative organization of parents concerned about
education legislation in the State of New York. At the conference
these petitioners obtained lists of books described by Ahrens
as "objectionable," App. 22, and by Martin as "improper
fare for school students," id., at 101. 2
It was later determined that the High School library contained
nine of the listed books, and that another listed book was in
the Junior High School library. 3
In February 1976, at a meeting with the Superintendent of Schools
and the Principals of the High School and Junior High School,
the Board gave an "unofficial direction" that the listed
books be removed from the library shelves and delivered to the
Board's offices, so that Board members could read them. 4
When this directive was carried out, it became publicized, and
the Board issued a press release justifying its action. It characterized
the removed books as "anti-American, anti-Christian, anti-[Semitic],
and just plain filthy," and concluded that "[it] is
our duty, our moral obligation, to protect the children in our
schools from this moral danger as surely as from physical and
medical dangers." 474 F.Supp. 387, 390 (EDNY 1979).
A short time later, the Board appointed a "Book Review Committee,"
consisting of four Island Trees parents and four members of the
Island Trees schools staff, to read the listed books and to recommend
to the Board whether the books should be retained, taking into
account the books' "educational suitability," "good
taste," "relevance," and "appropriateness
to age and grade level." In July, the Committee made its
final report to the Board, recommending that five of the listed
books be retained 5 and that
two others be removed from the school libraries. 6
As for the remaining four books, the Committee could not agree
on two, 7 took no position
on one, 8 and recommended that
the last book be made available to students only with parental
approval. 9 The Board substantially
rejected the Committee's report later that month, deciding that
only one book should be returned to the High School library without
restriction, 10 that another
should be made available subject to parental approval, 11
but that the remaining nine books should "be removed from
elementary and secondary libraries and [from] use in the curriculum."
Id., at 391. 12 The Board
gave no reasons for rejecting the recommendations of the Committee
that it had appointed.
Respondents reacted to the Board's decision by bringing the present
action under 42 U. S. C. § 1983 in the United States District
Court for the Eastern District of New York. They alleged that
petitioners had
"ordered the removal of the books from school libraries and proscribed their use in the curriculum because particular passages in the books offended their social, political and moral tastes and not because the books, taken as a whole, were lacking in educational value." App. 4.
Respondents claimed that the Board's actions denied them their
rights under the First Amendment. They asked the court for a declaration
that the Board's actions were unconstitutional, and for preliminary
and permanent injunctive relief ordering the Board to return the
nine books to the school libraries and to refrain from interfering
with the use of those books in the schools' curricula. Id., at
5-6.
The District Court granted summary judgment in favor of petitioners.
474 F.Supp. 387 (1979). In the court's view, "the parties
substantially [agreed] about the motivation behind the board's
actions," id., at 391 -- namely, that
"the board acted not on religious principles but on its conservative
educational philosophy, and on its belief that the nine books
removed from the school library and curriculum were irrelevant,
vulgar, immoral, and in bad taste, making them educationally unsuitable
for the district's junior and senior high school students."
Id., at 392.
With this factual premise as its background, the court rejected
respondents' contention that their First Amendment rights had
been infringed by the Board's actions. Noting that statutes, history,
and precedent had vested local school boards with a broad discretion
to formulate educational policy, 13
the court concluded that it should not intervene in "'the
daily operations of school systems'" unless "'basic
constitutional values'" were "'sharply [implicated],'"
14 and determined that the
conditions for such intervention did not exist in the present
case. Acknowledging that the "removal [of the books] . .
. clearly was content-based," the court nevertheless found
no constitutional violation of the requisite magnitude:
"The board has restricted access only to certain books which
the board believed to be, in essence, vulgar. While removal of
such books from a school library may . . . reflect a misguided
educational philosophy, it does not constitute a sharp and direct
infringement of any first amendment right." Id., at 397.
A three-judge panel of the United States Court of Appeals for
the Second Circuit reversed the judgment of the District Court,
and remanded the action for a trial on respondents' allegations.
638 F.2d 404 (1980). Each judge on the panel filed a separate
opinion. Delivering the judgment of the court, Judge Sifton treated
the case as involving "an unusual and irregular intervention
in the school libraries' operations by persons not routinely concerned
with such matters," and concluded that petitioners were obliged
to demonstrate a reasonable basis for interfering with respondents'
First Amendment rights. Id., at 414-415. He then determined that,
at least at the summary judgment stage, petitioners had not offered
sufficient justification for their action, 15
and concluded that respondents "should have . . . been offered
an opportunity to persuade a finder of fact that the ostensible
justifications for [petitioners'] actions . . . were simply pretexts
for the suppression of free speech." Id., at 417. 16
Judge Newman concurred in the result. Id., at 432-438. He viewed
the case as turning on the contested factual issue of whether
petitioners' removal decision was motivated by a justifiable desire
to remove books containing vulgarities and sexual explicitness,
or rather by an impermissible desire to suppress ideas. Id., at
436-437. 17 We granted certiorari,
454 U.S. 891 (1981).
II
We emphasize at the outset the limited nature of the substantive
question presented by the case before us. Our precedents have
long recognized certain constitutional limits upon the power of
the State to control even the curriculum and classroom. For example,
Meyer v. Nebraska, 262 U.S. 390 (1923), struck down a state law
that forbade the teaching of modern foreign languages in public
and private schools, and Epperson v. Arkansas, 393 U.S. 97 (1968),
declared unconstitutional a state law that prohibited the teaching
of the Darwinian theory of evolution in any state-supported school.
But the current action does not require us to re-enter this difficult
terrain, which Meyer and Epperson traversed without apparent misgiving.
For as this case is presented to us, it does not involve textbooks,
or indeed any books that Island Trees students would be required
to read. 18 Respondents do
not seek in this Court to impose limitations upon their school
Board's discretion to prescribe the curricula of the Island Trees
schools. On the contrary, the only books at issue in this case
are library books, books that by their nature are optional rather
than required reading. Our adjudication of the present case thus
does not intrude into the classroom, or into the compulsory courses
taught there. Furthermore, even as to library books, the action
before us does not involve the acquisition of books. Respondents
have not sought to compel their school Board to add to the school
library shelves any books that students desire to read. Rather,
the only action challenged in this case is the removal from school
libraries of books originally placed there by the school authorities,
or without objection from them.
The substantive question before us is still further constrained
by the procedural posture of this case. Petitioners were granted
summary judgment by the District Court. The Court of Appeals reversed
that judgment, and remanded the action for a trial on the merits
of respondents' claims. We can reverse the judgment of the Court
of Appeals, and grant petitioners' request for reinstatement of
the summary judgment in their favor, only if we determine that
"there is no genuine issue as to any material fact,"
and that petitioners are "entitled to a judgment as a matter
of law." Fed. Rule Civ. Proc. 56(c). In making our determination,
any doubt as to the existence of a genuine issue of material fact
must be resolved against petitioners as the moving party. Adickes
v. S. H. Kress & Co., 398 U.S. 144, 157-159 (1970). Furthermore,
"[on] summary judgment the inferences to be drawn from the
underlying facts contained in [the affidavits, attached exhibits,
and depositions submitted below] must be viewed in the light most
favorable to the party opposing the motion." United States
v. Diebold, Inc., 369 U.S. 654, 655 (1962).
In sum, the issue before us in this case is a narrow one, both
substantively and procedurally. It may best be restated as two
distinct questions. First, does the First Amendment impose any
limitations upon the discretion of petitioners to remove library
books from the Island Trees High School and Junior High School?
Second, if so, do the affidavits and other evidentiary materials
before the District Court, construed most favorably to respondents,
raise a genuine issue of fact whether petitioners might have exceeded
those limitations? If we answer either of these questions in the
negative, then we must reverse the judgment of the Court of Appeals
and reinstate the District Court's summary judgment for petitioners.
If we answer both questions in the affirmative, then we must affirm
the judgment below. We examine these questions in turn.
A
(1)
The Court has long recognized that local school boards have broad
discretion in the management of school affairs. See, e. g., Meyer
v. Nebraska, supra, at 402; Pierce v. Society of Sisters, 268
U.S. 510, 534 (1925). Epperson v. Arkansas, supra, at 104, reaffirmed
that, by and large, "public education in our Nation is committed
to the control of state and local authorities," and that
federal courts should not ordinarily "intervene in the resolution
of conflicts which arise in the daily operation of school systems."
Tinker v. Des Moines School Dist., 393 U.S. 503, 507 (1969), noted
that we have "repeatedly emphasized . . . the comprehensive
authority of the States and of school officials . . . to prescribe
and control conduct in the schools." We have also acknowledged
that public schools are vitally important "in the preparation
of individuals for participation as citizens," and as vehicles
for "inculcating fundamental values necessary to the maintenance
of a democratic political system." Ambach v. Norwick, 441
U.S. 68, 76-77 (1979). We are therefore in full agreement with
petitioners that local school boards must be permitted "to
establish and apply their curriculum in such a way as to transmit
community values," and that "there is a legitimate and
substantial community interest in promoting respect for authority
and traditional values be they social, moral, or political."
Brief for Petitioners 10. 19
At the same time, however, we have necessarily recognized that
the discretion of the States and local school boards in matters
of education must be exercised in a manner that comports with
the transcendent imperatives of the First Amendment. In West Virginia
Board of Education v. Barnette, 319 U.S. 624 (1943), we held that
under the First Amendment a student in a public school could not
be compelled to salute the flag. We reasoned:
"Boards of Education . . . have, of course, important, delicate, and highly discretionary functions, but none that they may not perform within the limits of the Bill of Rights. That they are educating the young for citizenship is reason for scrupulous protection of Constitutional freedoms of the individual, if we are not to strangle the free mind at its source and teach youth to discount important principles of our government as mere platitudes." Id., at 637.
Later cases have consistently followed this rationale. Thus Epperson
v. Arkansas invalidated a State's anti-evolution statute as violative
of the Establishment Clause, and reaffirmed the duty of federal
courts "to apply the First Amendment's mandate in our educational
system where essential to safeguard the fundamental values of
freedom of speech and inquiry." 393 U.S., at 104. And Tinker
v. Des Moines School Dist., supra, held that a local school board
had infringed the free speech rights of high school and junior
high school students by suspending them from school for wearing
black armbands in class as a protest against the Government's
policy in Vietnam; we stated there that the "comprehensive
authority . . . of school officials" must be exercised "consistent
with fundamental constitutional safeguards." 393 U.S., at
507. In sum, students do not "shed their constitutional rights
to freedom of speech or expression at the schoolhouse gate,"
id., at 506, and therefore local school boards must discharge
their "important, delicate, and highly discretionary functions"
within the limits and constraints of the First Amendment.
The nature of students' First Amendment rights in the context
of this case requires further examination. West Virginia Board
of Education v. Barnette, supra, is instructive. There the Court
held that students' liberty of conscience could not be infringed
in the name of "national unity" or "patriotism."
319 U.S., at 640-641. We explained that
"the action of the local authorities in compelling the flag salute and pledge transcends constitutional limitations on their power and invades the sphere of intellect and spirit which it is the purpose of the First Amendment to our Constitution to reserve from all official control." Id., at 642.
Similarly, Tinker v. Des Moines School Dist., supra, held that
students' rights to freedom of expression of their political views
could not be abridged by reliance upon an "undifferentiated
fear or apprehension of disturbance" arising from such expression:
"Any departure from absolute regimentation may cause trouble. Any variation from the majority's opinion may inspire fear. Any word spoken, in class, in the lunchroom, or on the campus, that deviates from the views of another person may start an argument or cause a disturbance. But our Constitution says we must take this risk, Terminiello v. Chicago, 337 U.S. 1 (1949); and our history says that it is this sort of hazardous freedom -- this kind of openness -- that is the basis of our national strength and of the independence and vigor of Americans who grow up and live in this . . . often disputations society." 393 U.S., at 508-509.
In short, "First Amendment rights, applied in light of the
special characteristics of the school environment, are available
to . . . students." Id., at 506.
Of course, courts should not "intervene in the resolution
of conflicts which arise in the daily operation of school systems"
unless "basic constitutional values" are "directly
and sharply [implicated]" in those conflicts. Epperson v.
Arkansas, 393 U.S., at 104. But we think that the First Amendment
rights of students may be directly and sharply implicated by the
removal of books from the shelves of a school library. Our precedents
have focused "not only on the role of the First Amendment
in fostering individual self-expression but also on its role in
affording the public access to discussion, debate, and the dissemination
of information and ideas." First National Bank of Boston
v. Bellotti, 435 U.S. 765, 783 (1978). And we have recognized
that "the State may not, consistently with the spirit of
the First Amendment, contract the spectrum of available knowledge."
Griswold v. Connecticut, 381 U.S. 479, 482 (1965). In keeping
with this principle, we have held that in a variety of contexts
"the Constitution protects the right to receive information
and ideas." Stanley v. Georgia, 394 U.S. 557, 564 (1969);
see Kleindienst v. Mandel, 408 U.S. 753, 762-763 (1972) (citing
cases). This right is an inherent corollary of the rights of free
speech and press that are explicitly guaranteed by the Constitution,
in two senses. First, the right to receive ideas follows ineluctably
from the sender's First Amendment right to send them: "The
right of freedom of speech and press . . . embraces the right
to distribute literature, and necessarily protects the right to
receive it." Martin v. Struthers, 319 U.S. 141, 143 (1943)
(citation omitted). "The dissemination of ideas can accomplish
nothing if otherwise willing addressees are not free to receive
and consider them. It would be a barren marketplace of ideas that
had only sellers and no buyers." Lamont v. Postmaster General,
381 U.S. 301, 308 (1965) (BRENNAN, J., concurring).
More importantly, the right to receive ideas is a necessary predicate
to the recipient's meaningful exercise of his own rights of speech,
press, and political freedom. Madison admonished us:
"A popular Government, without popular information, or the means of acquiring it, is but a Prologue to a Farce or a Tragedy; or, perhaps both. Knowledge will forever govern ignorance: And a people who mean to be their own Governors, must arm themselves with the power which knowledge gives." 9 Writings of James Madison 103 (G. Hunt ed. 1910). 20
As we recognized in Tinker, students too are beneficiaries of this principle:
"In our system, students may not be regarded as closed-circuit recipients of only that which the State chooses to communicate. . . . [School] officials cannot suppress 'expressions of feeling with which they do not wish to contend.'" 393 U.S., at 511 (quoting Burnside v. Byars, 363 F.2d 744, 749 (CA5 1966)).
In sum, just as access to ideas makes it possible for citizens
generally to exercise their rights of free speech and press in
a meaningful manner, such access prepares students for active
and effective participation in the pluralistic, often contentious
society in which they will soon be adult members. Of course all
First Amendment rights accorded to students must be construed
"in light of the special characteristics of the school environment."
Tinker v. Des Moines School Dist., 393 U.S., at 506. But the special
characteristics of the school library make that environment especially
appropriate for the recognition of the First Amendment rights
of students.
A school library, no less than any other public library, is "a
place dedicated to quiet, to knowledge, and to beauty." Brown
v. Louisiana, 383 U.S. 131, 142 (1966) (opinion of Fortas, J.).
Keyishian v. Board of Regents, 385 U.S. 589 (1967), observed that
"'students must always remain free to inquire, to study and
to evaluate, to gain new maturity and understanding.'" 21
The school library is the principal locus of such freedom. As
one District Court has well put it, in the school library
"a student can literally explore the unknown, and discover areas of interest and thought not covered by the prescribed curriculum. . . . [The] student learns that a library is a place to test or expand upon ideas presented to him, in or out of the classroom." Right to Read Defense Committee v. School Committee, 454 F.Supp. 703, 715 (Mass. 1978).
Petitioners emphasize the inculcative function of secondary education,
and argue that they must be allowed unfettered discretion to "transmit
community values" through the Island Trees schools. But that
sweeping claim overlooks the unique role of the school library.
It appears from the record that use of the Island Trees school
libraries is completely voluntary on the part of students. Their
selection of books from these libraries is entirely a matter of
free choice; the libraries afford them an opportunity at self-education
and individual enrichment that is wholly optional. Petitioners
might well defend their claim of absolute discretion in matters
of curriculum by reliance upon their duty to inculcate community
values. But we think that petitioners' reliance upon that duty
is misplaced where, as here, they attempt to extend their claim
of absolute discretion beyond the compulsory environment of the
classroom, into the school library and the regime of voluntary
inquiry that there holds sway.
(2)
In rejecting petitioners' claim of absolute discretion to remove
books from their school libraries, we do not deny that local school
boards have a substantial legitimate role to play in the determination
of school library content. We thus must turn to the question of
the extent to which the First Amendment places limitations upon
the discretion of petitioners to remove books from their libraries.
In this inquiry we enjoy the guidance of several precedents. West
Virginia Board of Education v. Barnette stated:
"If there is any fixed star in our constitutional constellation, it is that no official, high or petty, can prescribe what shall be orthodox in politics, nationalism, religion, or other matters of opinion . . . . If there are any circumstances which permit an exception, they do not now occur to us." 319 U.S., at 642.
This doctrine has been reaffirmed in later cases involving education.
For example, Keyishian v. Board of Regents, supra, at 603, noted
that "the First Amendment . . . does not tolerate laws that
cast a pall of orthodoxy over the classroom;" see also Epperson
v. Arkansas, 393 U.S., at 104-105. And Mt. Healthy City Board
of Ed. v. Doyle, 429 U.S. 274 (1977), recognized First Amendment
limitations upon the discretion of a local school board to refuse
to rehire a nontenured teacher. The school board in Mt. Healthy
had declined to renew respondent Doyle's employment contract,
in part because he had exercised his First Amendment rights. Although
Doyle did not have tenure, and thus "could have been discharged
for no reason whatever," Mt. Healthy held that he could "nonetheless
establish a claim to reinstatement if the decision not to rehire
him was made by reason of his exercise of constitutionally protected
First Amendment freedoms." Id., at 283-284. We held further
that once Doyle had shown "that his conduct was constitutionally
protected, and that this conduct was a 'substantial factor' .
. . in the Board's decision not to rehire him," the school
board was obliged to show "by a preponderance of the evidence
that it would have reached the same decision as to respondent's
reemployment even in the absence of the protected conduct."
Id., at 287.
With respect to the present case, the message of these precedents
is clear. Petitioners rightly possess significant discretion to
determine the content of their school libraries. But that discretion
may not be exercised in a narrowly partisan or political manner.
If a Democratic school board, motivated by party affiliation,
ordered the removal of all books written by or in favor of Republicans,
few would doubt that the order violated the constitutional rights
of the students denied access to those books. The same conclusion
would surely apply if an all-white school board, motivated by
racial animus, decided to remove all books authored by blacks
or advocating racial equality and integration. Our Constitution
does not permit the official suppression of ideas. Thus whether
petitioners' removal of books from their school libraries denied
respondents their First Amendment rights depends upon the motivation
behind petitioners' actions. If petitioners intended by their
removal decision to deny respondents access to ideas with which
petitioners disagreed, and if this intent was the decisive factor
in petitioners' decision, 22
then petitioners have exercised their discretion in violation
of the Constitution. To permit such intentions to control official
actions would be to encourage the precise sort of officially prescribed
orthodoxy unequivocally condemned in Barnette. On the other hand,
respondents implicitly concede that an unconstitutional motivation
would not be demonstrated if it were shown that petitioners had
decided to remove the books at issue because those books were
pervasively vulgar. Tr. of Oral Arg. 36. And again, respondents
concede that if it were demonstrated that the removal decision
was based solely upon the "educational suitability"
of the books in question, then their removal would be "perfectly
permissible." Id., at 53. In other words, in respondents'
view such motivations, if decisive of petitioners' actions, would
not carry the danger of an official suppression of ideas, and
thus would not violate respondents' First Amendment rights.
As noted earlier, nothing in our decision today affects in any
way the discretion of a local school board to choose books to
add to the libraries of their schools. Because we are concerned
in this case with the suppression of ideas, our holding today
affects only the discretion to remove books. In brief, we hold
that local school boards may not remove books from school library
shelves simply because they dislike the ideas contained in those
books and seek by their removal to "prescribe what shall
be orthodox in politics, nationalism, religion, or other matters
of opinion." West Virginia Board of Education v. Barnette,
319 U.S., at 642. Such purposes stand inescapably condemned by
our precedents.
B
We now turn to the remaining question presented by this case:
Do the evidentiary materials that were before the District Court,
when construed most favorably to respondents, raise a genuine
issue of material fact whether petitioners exceeded constitutional
limitations in exercising their discretion to remove the books
from the school libraries? We conclude that the materials do raise
such a question, which forecloses summary judgment in favor of
petitioners.
Before the District Court, respondents claimed that petitioners'
decision to remove the books "was based on [their] personal
values, morals and tastes." App. 139. Respondents also claimed
that petitioners objected to the books in part because excerpts
from them were "anti-American." Id., at 140. The accuracy
of these claims was partially conceded by petitioners, 23
and petitioners' own affidavits lent further support to respondents'
claims. 24 In addition, the
record developed in the District Court shows that when petitioners
offered their first public explanation for the removal of the
books, they relied in part on the assertion that the removed books
were "anti-American," and "offensive to . . . Americans
in general." 474 F.Supp., at 390. 25
Furthermore, while the Book Review Committee appointed by petitioners
was instructed to make its recommendations based upon criteria
that appear on their face to be permissible -- the books' "educational
suitability," "good taste," "relevance,"
and "appropriateness to age and grade level," App. 67
-- the Committee's recommendations that five of the books be retained
and that only two be removed were essentially rejected by petitioners,
without any statement of reasons for doing so. Finally, while
petitioners originally defended their removal decision with the
explanation that "these books contain obscenities, blasphemies,
brutality, and perversion beyond description," 474 F.Supp.,
at 390, one of the books, A Reader for Writers, was removed even
though it contained no such language. 638 F.2d, at 428, n. 6 (Mansfield,
J., dissenting).
Standing alone, this evidence respecting the substantive motivations
behind petitioners' removal decision would not be decisive. This
would be a very different case if the record demonstrated that
petitioners had employed established, regular, and facially unbiased
procedures for the review of controversial materials. But the
actual record in the case before us suggests the exact opposite.
Petitioners' removal procedures were vigorously challenged below
by respondents, and the evidence on this issue sheds further light
on the issue of petitioners' motivations. 26
Respondents alleged that in making their removal decision petitioners
ignored "the advice of literary experts," the views
of "librarians and teachers within the Island Trees School
system," the advice of the Superintendent of Schools, and
the guidance of publications that rate books for junior and senior
high school students. App. 128-129. Respondents also claimed that
petitioners' decision was based solely on the fact that the books
were named on the PONYU list received by petitioners Ahrens, Martin,
and Hughes, and that petitioners "did not undertake an independent
review of other books in the [school] libraries." Id., at
129-130. Evidence before the District Court lends support to these
claims. The record shows that immediately after petitioners first
ordered the books removed from the library shelves, the Superintendent
of Schools reminded them that "we already have a policy .
. . designed expressly to handle such problems," and recommended
that the removal decision be approached through this established
channel. See n. 4, supra. But the Board disregarded the Superintendent's
advice, and instead resorted to the extraordinary procedure of
appointing a Book Review Committee -- the advice of which was
later rejected without explanation. In sum, respondents' allegations
and some of the evidentiary materials presented below do not rule
out the possibility that petitioners' removal procedures were
highly irregular and ad hoc -- the antithesis of those procedures
that might tend to allay suspicions regarding petitioners' motivations.
Construing these claims, affidavit statements, and other evidentiary
materials in a manner favorable to respondents, we cannot conclude
that petitioners were "entitled to a judgment as a matter
of law." The evidence plainly does not foreclose the possibility
that petitioners' decision to remove the books rested decisively
upon disagreement with constitutionally protected ideas in those
books, or upon a desire on petitioners' part to impose upon the
students of the Island Trees High School and Junior High School
a political orthodoxy to which petitioners and their constituents
adhered. Of course, some of the evidence before the District Court
might lead a finder of fact to accept petitioners' claim that
their removal decision was based upon constitutionally valid concerns.
But that evidence at most creates a genuine issue of material
fact on the critical question of the credibility of petitioners'
justifications for their decision: On that issue, it simply cannot
be said that there is no genuine issue as to any material fact.
The mandate shall issue forthwith.
Affirmed.
---- Begin EndNotes ----
1 The Amendment provides in
pertinent part that "Congress shall make no law . . . abridging
the freedom of speech, or of the press." It applies to the
States by virtue of the Fourteenth Amendment. Gitlow v. New York,
268 U.S. 652, 666 (1925); Grosjean v. American Press Co., 297
U.S. 233, 244 (1936).
2 The District Court noted,
however, that petitioners "concede that the books are not
obscene." 474 F.Supp. 387, 392 (EDNY 1979).
3 The nine books in the High
School library were: Slaughter House Five, by Kurt Vonnegut, Jr.;
The Naked Ape, by Desmond Morris; Down These Mean Streets, by
Piri Thomas; Best Short Stories of Negro Writers, edited by Langston
Hughes; Go Ask Alice, of anonymous authorship; Laughing Boy, by
Oliver LaFarge; Black Boy, by Richard Wright; A Hero Ain't Nothin'
But A Sandwich, by Alice Childress; and Soul On Ice, by Eldridge
Cleaver. The book in the Junior High School library was A Reader
for Writers, edited by Jerome Archer. Still another listed book,
The Fixer, by Bernard Malamud, was found to be included in the
curriculum of a 12th-grade literature course. 474 F.Supp., at
389, and nn. 2-4.
4 The Superintendent of Schools
objected to the Board's informal directive, noting:
"[We] already have a policy . . . designed expressly to handle
such problems. It calls for the Superintendent, upon receiving
an objection to a book or books, to appoint a committee to study
them and make recommendations. I feel it is a good policy -- and
it is Board policy -- and that it should be followed in this instance.
Furthermore, I think it can be followed quietly and in such a
way as to reduce, perhaps avoid, the public furor which has always
attended such issues in the past." App. 44.
The Board responded to the Superintendent's objection by repeating
its directive "that all copies of the library books in question
be removed from the libraries to the Board's office." Id.,
at 47 (emphasis in original).
5 The Fixer, Laughing Boy,
Black Boy, Go Ask Alice, and Best Short Stories by Negro Writers.
474 F.Supp., at 391, nn. 6-7.
6 The Naked Ape and Down These
Mean Streets. 474 F.Supp., at 391, n. 8.
7 Soul On Ice and A Hero Ain't
Nothin' But A Sandwich. 474 F.Supp., at 391, n. 9.
8 A Reader for Writers. 474
F.Supp., at 391, n. 11. The reason given for this disposition
was that all members of the Committee had not been able to read
the book. Id., at 391.
9 Slaughter House Five. 474
F.Supp., at 391, n. 10.
10 Laughing Boy. 474 F.Supp.,
at 391, n. 12.
11 Black Boy. 474 F.Supp.,
at 391, n. 13.
12 As a result, the nine
removed books could not be assigned or suggested to students in
connection with school work. Id., at 391. However, teachers were
not instructed to refrain from discussing the removed books or
the ideas and positions expressed in them. App. 131.
13 474 F.Supp., at 396-397,
citing Presidents Council, District 25 v. Community School Board
#25, 457 F.2d 289 (CA2 1972); James v. Board of Education, 461
F.2d 566, 573 (CA2 1972); East Hartford Educational Assn. v. Board
of Education, 562 F.2d 838, 856 (CA2 1977) (en banc).
14 474 F.Supp., at 395, quoting
Presidents Council, District 25 v. Community School Board #25,
supra, at 291 (in turn quoting Epperson v. Arkansas, 393 U.S.
97, 104 (1968)).
15 After criticizing "the
criteria for removal" employed by petitioners as "[suffering]
from excessive generality and overbreadth," and the procedures
used by petitioners as "erratic, arbitrary and free-wheeling,"
Judge Sifton observed that "precision of regulation and sensitivity
to First Amendment concerns" were "hardly established"
by such procedures. 638 F.2d, at 416.
16 Judge Sifton stated that
it could be inferred from the record that petitioners' "political
views and personal taste [were] being asserted not in the interests
of the children's well-being, but rather for the purpose of establishing
those views as the correct and orthodox ones for all purposes
in the particular community." Id., at 417.
17 Judge Mansfield dissented,
id., at 419-432, based upon a distinctly different reading of
the record developed in the District Court. According to Judge
Mansfield, "the undisputed evidence of the motivation for
the Board's action was the perfectly permissible ground that the
books were indecent, in bad taste, and unsuitable for educational
purposes." Id., at 430. He also asserted that in reaching
its decision "the Board [had] acted carefully, conscientiously
and responsibly after according due process to all parties concerned."
Id., at 422. Judge Mansfield concluded that "the First Amendment
entitles students to reasonable freedom of expression but not
to freedom from what some may consider to be excessively moralistic
or conservative selection by school authorities of library books
to be used as educational tools." Id., at 432.
18 Four of respondents' five
causes of action complained of petitioners' "resolutions
ordering the removal of certain books from the school libraries
of the District and prohibiting the use of those books in the
curriculum." App. 5. The District Court concluded that "respect
for . . . the school board's substantial control over educational
content . . . [precludes] any finding of a first amendment violation
arising out of removal of any of the books from use in the curriculum."
474 F.Supp., at 397. This holding is not at issue here. Respondents'
fifth cause of action complained that petitioners' "resolutions
prohibiting the use of certain books in the curriculum of schools
in the District" had "imposed upon teachers in the District
arbitrary and unreasonable restrictions upon their ability to
function as teachers in violation of principles of academic freedom."
App. 6. The District Court held that respondents had not proved
this cause of action: "before such a claim may be sustained
there must at least be a real, not an imagined controversy."
474 F.Supp., at 397. Respondents have not sought review of that
holding in this Court.
19 Respondents also agree
with these propositions. Tr. of Oral Arg. 28, 41.
20 For a modern version of
this observation, see A. Meiklejohn, Free Speech and Its Relation
to Self-Government 26 (1948):
"Just so far as . . . the citizens who are to decide an issue
are denied acquaintance with information or opinion or doubt or
disbelief or criticism which is relevant to that issue, just so
far the result must be ill-considered, ill-balanced planning,
for the general good."
See also Butler v. Michigan, 352 U.S. 380, 383-384 (1957); Procunier
v. Martinez, 416 U.S. 396, 408-409 (1974); Houchins v. KQED, Inc.,
438 U.S. 1, 30 (1978) (STEVENS, J., dissenting) ("[The] First
Amendment protects not only the dissemination but also the receipt
of information and ideas"); Saxbe v. Washington Post Co.,
417 U.S. 843, 862-863 (1974) (POWELL, J., dissenting) ("[Public]
debate must not only be unfettered; it must be informed. For that
reason this Court has repeatedly stated that First Amendment concerns
encompass the receipt of information and ideas as well as the
right of free expression").
21 385 U.S., at 603, quoting
Sweezy v. New Hampshire, 354 U.S. 234, 250 (1957) (opinion of
Warren, C. J.).
22 By "decisive factor"
we mean a "substantial factor" in the absence of which
the opposite decision would have been reached. See Mt. Healthy
City Board of Ed. v. Doyle, 429 U.S. 274, 287 (1977).
23 Petitioners acknowledged
that their "evaluation of the suitability of the books was
based on [their] personal values, morals, tastes and concepts
of educational suitability." App. 142. But they did not accept,
and thus apparently denied, respondents' assertion that some excerpts
were objected to as "anti-American." Ibid.
24 For example, petitioner
Ahrens stated:
"I am basically a conservative in my general philosophy and
feel that the community I represent as a school board member shares
that philosophy. . . . I feel that it is my duty to apply my conservative
principles to the decision making process in which I am involved
as a board member and I have done so with regard to . . . curriculum
formation and content and other educational matters." Id.,
at 21.
"We are representing the community which first elected us
and re-elected us and our actions have reflected its intrinsic
values and desires." Id., at 27.
Petitioners Fasulo, Hughes, Melchers, Michaels, and Nessim made
a similar statement that they had "represented the basic
values of the community in [their] actions." Id., at 120.
25 When asked to give an
example of "anti-Americanism" in the removed books,
petitioners Ahrens and Martin both adverted to A Hero Ain't Nothin'
But A Sandwich, which notes at one point that George Washington
was a slaveholder. See A. Childress, A Hero Ain't Nothin' But
A Sandwich 43 (1973); Deposition of Petitioner Ahrens 89; Deposition
of Petitioner Martin 20-22. Petitioner Martin stated: "I
believe it is anti-American to present one of the nation's heroes,
the first President, . . . in such a negative and obviously one-sided
life. That is one example of what I would consider anti-American."
Deposition of Petitioner Martin 22.
26 We have recognized in
numerous precedents that when seeking to distinguish activities
unprotected by the First Amendment from other, protected activities,
the State must employ "sensitive tools" in order to
achieve a precision of regulation that avoids the chilling of
protected activities. See, e. g., Speiser v. Randall, 357 U.S.
513, 525-526 (1958); NAACP v. Button, 371 U.S. 415, 433 (1963);
Keyishian v. Board of Regents, 385 U.S. 589, 603-604 (1967); Blount
v. Rizzi, 400 U.S. 410, 417 (1971). In the case before us, the
presence of such sensitive tools in petitioners' decision making
process would naturally indicate a concern on their part for the
First Amendment rights of respondents; the absence of such tools
might suggest a lack of such concern. See 638 F.2d, at 416-417
(opinion of Sifton, J.).
![]() |
![]() |
![]() |
© 1995 - 2009, Touro Law Center