Securities Regulation - LAWN766

3 Credits

This seminar concerns the federal regulation of the issuance and subsequent sale of securities. Course coverage includes the sale of equity and debt securities under the federal Securities Act of 1933 and state Blue Sky laws, as well as selected topics governed by the federal Securities Act of 1934. A principal subject is Rule 10b-5, a general “anti-fraud” provision of federal corporate law. (Prerequisite: Business Organizations I.)

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